Category Archives: SEC

Wall Street Regulations –

Posted on 9. June 2011 by Jim Sutliff

At a public forum on June 7th, Jamie Dimon questioned Bernanke about Wall Street regulators.  The amount of regulation came into question as well as the end result possibly being a slowdown of the U.S. economy. To read a related Bloomberg article, … Continue reading →

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SEC Proposals For Credit Rating Agencies –

Posted on 18. May 2011 by Jim Sutliff

The Securities and Exchange Commission will propose regulations for credit rating agencies to promote transparency.  Credit rating agencies came under fire after granting AAA ratings to mortgage securities backed by subprime loans.  Proposals address the internal controls and disclosures by credit rating agencies.   To read … Continue reading →

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